Director attaches New Terms and Conditions to Registration of Portus Alternative Asset Management Inc.
This section of the PEI Securities Office website contains new documents of note and is updated as documents become available. Documents will remain in this section for one year. The documents in this section will also be found in other sections of the website.
| November 2, 2007 |
|
Notice - New Securities Act Notice of Royal Assent |
| |
| June 9,2006 |
|
Blanket Orders - In the Matter of An Exemption for Solicitations of Expressions of Interest in Connection with Over-Allotment Options |
| |
| May 31,2006 |
|
Blanket Orders - In the Matter of Certain Supranational Agencies |
| |
| May 26, 2006 |
|
Notices - PEI Securities Office Obtains Permanent Cease Trade Order Against Everett R. Stuckless, Electronic Benefits Inc. and Advantage Financial Group Inc. |
| |
| March 29,2006 |
|
Notices - PEI Securities Office Obtains Temporary Cease Trade Order Against Everett R. Stuckless, Electronic Benefits Inc. and Advantage Financial Group Inc. |
| |
| January 27,2006 |
|
Notices - Guidelines for Use of Mobility Exemptions under Part 5 of MI 11-101 in Prince Edward Island |
| |
| December 6,2005 |
|
Rules - Notice of Adoption of NI 43-101, NI 44-101 and consequential amendments to MI 11-101, NI 44-102, NI 44-103 and NI 51-101 |
| |
| November 18,2005 |
|
Blanket Orders - In the Matter of a Registration Exemption in Respect of Certain Trades |
| |
| October 21,2005 |
|
Blanket Orders - In the Matter of a Registration Exemption for Certain Capital Accumulation Plans |
| |
| August 30,2005 |
|
Notices - Notice of Repeal and Replace of Local Policy 33-601 - Sale of Exempt Products by Mutual Fund Dealers |
| |
| August 29,2005 |
|
Notices - Notice of Adoption of Multilateral Instrument 11-101, National Instrument 51-101, and Consequential Amendments to National Instrument 81-104, National Policy 12-201 and National Policy 43-201 |
| |
| July 22,2005 |
|
Notices - Notice of Adoption of National Instrument 45-106 and Consequential Repeal, Removal, and Amendment of Rules and Statutory Exemptions |
| |
| July 7,2005 |
|
Notices - Notice of Adoption of National Instrument 52-107 and Amendments to NI 13-101, NI 81-101, NI 81-102, NI 81-104 (Consequential to CSA Adoption of NI 81-106) |
| |
| May 24,2005 |
|
Notices - Notice of Adoption of National Instrument 31-101 and National Policy 31-201 - National Registration System |
| |
| February 11,2005 |
|
Notices - Director attaches New Terms and Conditions on Portus Alternative Asset Management Inc. |
| |
| February 2,2005 |
|
News Releases - Director attaches Terms and Conditions on Portus Alternative Asset Management Inc. |
| |
| February 2,2005 |
|
Notices - Director attaches Terms and Conditions on Portus Alternative Asset Management Inc. |
| |
| September 20,2004 |
|
Notices - Notice of Adoption of Local Rule 33-502 - Scholarship Plan Dealers - Disclosure of Sales Charges |
| |
| September 20,2004 |
|
Rules - Local Rule 33-502 - Scholarship Plan Dealers - Disclosure of Sales Charges |
| |
| April 30,2004 |
|
Registration - Individual Registrants are now listed under the Firm Registration List |
| |
| April 30,2004 |
|
Local Policy - Local Policy 33-602 (New) |
| |
| April 30,2004 |
|
Companion Policy - Companion Policy 45-502 (New) |
| |
| April 30,2004 |
|
Notices - Notice of Amendment of Companion Policy 45-502 and Local Policy 33-602 |
| |
| April 29,2004 |
|
Notices - Notice of Announcement of PEI Winner of Financial IQ Contest |
| |
| March 15, 2004 |
|
National Instruments - Notice of Adoption of Amendments to National Instruments |
| |
| March 15, 2004 |
|
Local Rules - Notice of Adoption of Local Rules |
| |
| February 11, 2004 |
|
Registration - Firm Registration List |
| |
| February 2, 2004 |
|
Notices - Notice of Proposed Adoption of Rules - MI 45-102, MI 45-103, NI 13-101, NI 44-101, PEI Local Rules 45-509/10/11 |
| |
| January 15, 2004 |
|
Notices - Notice of Amendment of National Instruments 81-101 and 81-102 |
| |
| December 17, 2003 |
|
Notices - Notice of Amendment of Securities Act |
| |
| December 1, 2003 |
|
Rules - Local Rule 33-501 - Permanent Registration, replacing sections 45.1 to 45.8 of the Securities Act Regulations, revoked by EC2003-648 |
| |
| December 1, 2003 |
|
Rules - Multilateral Instrument 45-105 - Trades to Employees, Senior Officers, Directors and Consultants (Repeal and Replace) |
| |
| November 17, 2003 |
|
Blanket Orders - Blanket Order 31-503 - Exemptions under MI 31-102 NRD and MI 33-109 Registration Information |
| |
| November 6, 2003 |
|
Notices - Notice of Amendments to National Instruments |
| |
| October 2, 2003 |
|
Investor Alert -
Regulators Warn Seniors About Fraud |
| |
| August 8, 2003 |
|
Notices - Notice of Adoption of Multilateral Instrument 45-105 - Trades to Employees, Senior Officers, Directors and Consultants |
| |
| July 4, 2003 |
|
Blanket Orders - In the Matter of Certain Exemptions Under MI 31-102 - National Registration Database and MI 33-109 - Registration Information |
|
|
| June 30, 2003 |
|
Notices - Notice of Repeal and Replacement of Local Policy 33-601 - Sale of Non-Mutual Fund Products by Mutual Fund Dealers |
| |
| June 30, 2003 |
|
Local Policies - Local Policy 33-601 - Sale of Exempt Products by Mutual Fund Dealers |
| |
| June 4, 2003 |
|
Notices - Notice of Adoption of MI 45-103 - Capital Raising Exemptions |
| |
| June 4, 2003 |
|
Multilateral Instruments - Prince Edward Island Rule 45-103 - Incorporating MI 45-103 - Capital Raising Exemptions |
| |
| June 3, 2003 |
|
Local Rules - Prince Edward Island Local Rule 45-512 - Exempt Distributions - Exemption for Purchase of Mutual Fund Securities |
| |
| May 5, 2003 |
|
Blanket Orders - In the Matter of Certain Exemptions Under MI 31-102 - National Registration Database and MI 33-109 - Registration Information |
| |
| April 7, 2003 |
|
News Release - Bluefield High School Student Wins Test Your Financial I.Q. Contest |
| |
| April 4, 2003 |
|
News Release - April is Invester Education Month |
| |
| February 24, 2003 |
|
Notices - Notice of Approval of Forms |
| |
| January 31, 2003 |
|
Notices - Notice of Adoption of Companion Policy |
| |
| January 31, 2003 |
|
Rules - Companion Policies - Prince Edward Island Companion Policy 45-502 - Exempt Distributions - Exemption for a Trade on an Amalgamation, Merger, Reorganization or Arrangement |
| |
| January 17, 2003 |
|
Notices - Notice of Settlement - CMG Worldsource Financial Services Inc. |
| |
| January 17, 2003 |
|
Notices - Notice of Adoption of Local Policies |
| |
| January 17, 2003 |
|
Policies - Local Policy 33-601 - Sale of Non-Mutual Fund Products by Mutual Fund Dealers |
| |
| January 17, 2003 |
|
Policies - Local Policy 33-602 - Mutual Fund Dealers - Payment of Commission to Non-Registered Entities |
| |
| January 17, 2003 |
|
Notices - Notice of Approval of Multilateral Instruments |
| |
| January 17, 2003 |
|
Rules - Multilateral Instrument 31-102 - National Registration Database, effective February 3, 2003 |
| |
| January 17, 2003 |
|
Rules - Multilateral Instrument 33-109 - Registration Information, effective February 21, 2003 |
| |
This information has been taken from website "Securities"