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Policies

National Policies adopted by policy:

  • National Policy 11-201 - Delivery of Documents by Electronic Means
  • National Policy 11-202 - Process for Prospectus Reviews in Multiple Jurisdictions
  • National Policy 11-203 - Process for Exemptive Relief Applications in Multiple Jurisdictions
  • National Policy 11-204 - Process for Registration in Multiple Jurisdictions
  • National Policy 12-202 - Revocation of a Compliance-related Cease Trader Order 
  • National Policy 12-203 - Cease Trade Orders for Continuous Disclosure Defaults
  • National Policy 31-201 - National Registration System
  • National Policy 34-202 - Registrants Acting as Corporate Directors
  • National Policy 41-201 - Income Trusts and Other Indirect Offerings
  • National Policy 46-201 - Escrow for Initial Public Offerings
  • National Policy 47-201 - Trading Securities Using the Internet and Other Electronic Means
  • National Policy 51-201 - Disclosure Standards
  • National Policy 58-201 - Corporate Governance Guidelines
  • National Policy 62-202 - Take-Over Bids - Defensive Tactics
  • National Policy 62-203 - Take-Over Bids and Issuer Bids
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