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Fees

The fees payable under the new Securities Act R.S.P.E.I. Cap. S-3.1 are set in a Schedule to the Act. The fees are as follows:

Registration Fees (effective August 1, 2016)

Firms - $850 (regardless of the number of categories to which the application relates)
- Mutual Fund Dealer
- Investment Dealer
- Scholarship Plan Dealer
- Portfolio Manager
- Exempt Market Dealer
- Investment Fund Manager

Individuals - $350
- Dealing Representative
- Advising Representative
- Chief Compliance Officer
- Ultimate Designated Person

Non-Trading - No Fee (such as officers, directors, etc.)

Individual Transfers - $150

Filing Fees

Prospectus - $850

Additional Classes - $150
Shelf Prospectus - $950
Prospectus Amendment - $150
AIF filed under 51-102 or 81-106 - $1,000

Applications

Section 6 and 16 applications - $350
(designation and exemption orders)

There are no fees payable for any other applications, approvals or filings.  For example, there are no fees payable for:

- NI 81-102 applications

- Shelf Supplements

- Reports of Trade

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